Kristy is the Vice President, Compliance Officer at Marquette Wealth Management. She works under the direction of the President and is the chair of the Compliance Committee. Along with managing the firm’s Business Continuity Program, Compliance Program, Information Security Program, and Vendor Management Program, Kristy performs internal audits & outside regulatory reviews. She also assists in the development of operational processes based on regulatory guidelines. Kristy serves as liaison in conjunction with the President to service providers, vendors, and partners of the firm. Kristy ensures that firm initiatives are performed in accordance with regulations, policies and procedures.
Kristy is IACCP® certified and has met high standards for education, examination, and adheres to the IACCP Code of Ethics and Professional Standards of Conduct. She earned her bachelor’s degree from National American University in Roseville, Minnesota, majoring in business management. Kristy lives in Roseville with her golden retriever, Harry, and enjoys spending time with her significant other at the family cabin and condo in Texas.